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Unit Fund Link Performance Bulletin

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The Division of Examinations’ Review of ESG Investing

www.sec.gov

, investors in a registered investment company or private fund). 6. As part of an ESG strategy, an investment adviser may choose to adhere to one or more of these voluntary global ESG frameworks, principles, or standards for asset managers and financial institutions (see, e.g., the . Equator Principles or the U.N.-sponsored

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