ASAE 3402

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asae 3402. assurance Report on Controls at a Service Organisation relating to the Clearing House Electronic Subregister System (CHESS). 1 JULY 2016 30 JUNE 2017. asae 3402. assurance Report on Controls at a Service Organisation relating to the Clearing House Electronic Subregister System (CHESS). Table of Contents 01 / Assertion by Management 3. 02 / Independent assurance Report 5. 03 / Overview of the ASX Group 8. 04 / Overall Control Environment 9. 05 / Overview of CHESS 11. 06 / Use and Scope of the Report 15. 07 / Control Objectives and Related Control Procedures 18. 2017 ASX Limited ABN 98 008 624 691 2/39. asae 3402. assurance Report on Controls at a Service Organisation relating to the Clearing House Electronic Subregister System (CHESS). 01 / Assertion by Management The information provided by ASX management in this report has been prepared for facility users who have used CHESS (Facility Users) and their auditors who have a sufficient understanding to consider the description, along with other information (including information about controls operated by Facility Users themselves), when assessing the risks of

ASAE 3402 Assurance Report on Controls at a Service Organisation relating to the Clearing House Electronic Subregister System (CHESS) (ii) the identified controls would, if operated as described, provide reasonable assurance that those risks

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