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CAT Reporting Technical Specifications for Industry …

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CAT Reporting Technical Specifications for Industry Members 5/10/2021 Version r13 Version r13 i Table of Contents Preface ........................................ ........................................ ........................................ ............................... vii Executive Summary ........................................ ........................................ ........................................ ............ x 1. Introduction ........................................ ........................................ ........................................ ................. 1 CAT Overview ........................................ ........................................ ........................................ ..... 1 Registration.

Reporting changes to client instructions regarding modifications to algorithms Order Effective Time for orders that are received by an Industry Member and do not become effective until a later time. Quotes in NMS stocks sent to a national securities exchange or facility of a national securities association

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