Chapter 5 SUPERVISORY COMMITTEE

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Chapter 5 SUPERVISORY COMMITTEE TABLE OF CONTENTS SUPERVISORY COMMITTEE ........................................ ........................................ ...... 5-1 Examination Objectives ........................................ ........................................ ....... 5-1 Associated Risks ........................................ ........................................ .................. 5-1 Overview ........................................ ........................................ .............................. 5. 1 Scope Development and Planning ........................................ ............................... 5-2 Meeting with the Internal Auditor ........................................ ................... Reviewing the Annual SUPERVISORY COMMITTEE Audit ........................................ Reviewing the Engagement Letter.

Chapter 5 SUPERVISORY COMMITTEE Examination 0 Determine the necessary supervision and examination scope based 0 bjectives on the review of the supervisory committee audit, internal audit reports and risk management reports Determine whether the supervisory committee audit and verification meets the requirements of $7 15 and $74 1.202 of the NCUA …

  Committees, Supervisory, Supervisory committee