CHAPTER 5 TRADING QUALIFICATIONS AND …

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Copyright Chicago Mercantile Exchange, Inc. All rights reserved. Page 1 of 53 CHAPTER 5 TRADING QUALIFICATIONS AND PRACTICES 500. SCOPE OF CHAPTER FLOOR PRIVILEGES 501. EMPLOYEES OF MEMBERS 502. ADMISSION TO FLOOR 503. RETIRED MEMBERS 504. [RESERVED] 505. BOOTH AND FLOOR PRIVILEGES 506. HEADSET PRIVILEGES ON THE TRADING FLOOR Access and Supervision Use of Headsets 507. ELECTRONIC DEVICES General Provisions Terms and Conditions of Use Electronic Surveillance Personal Electronic Devices Cameras and Video Equipment 508. GIVING AND RECEIVING OF GRATUITIES 509. [RESERVED] TRADING QUALIFICATIONS AND REGULATIONS 510. REQUIREMENTS FOR MEMBERS AND THEIR EMPLOYEES ON THE TRADING FLOOR 511. QUALIFIED TRADERS AND BROKERS Floor TRADING Globex TRADING 512. REPORTING INFRACTIONS General Sanctions Hearings and Appeals 513. CONDUCT, APPAREL AND BADGES General Sanctions Hearings and Appeals 514.

© Copyright Chicago Mercantile Exchange, Inc. All rights reserved. Page 5 of 53 QUOTATION CHANGES

  Chapter, Qualification, Trading, Chapter 5 trading qualifications and