Form 5 Instructions - SEC
UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington, DC 20549FORM 5ANNUAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIESThe Commission is authorized to solicit the information required by this Form pursuant to Sections16(a) and 23(a) of the Securities Exchange Act of 1934, and Sections 30(h) and 38 of the InvestmentCompany Act of 1940, and the rules and regulations of information specified on this Form is mandatory. The information will be used for theprimary purpose of disclosing the transactions and holdings of directors, officers, and beneficialowners of registered companies. Information disclosed will be a matter of public record and availablefor inspection by members of the public. The Commission can use it in investigations or litigationinvolving the federal securities laws or other civil, criminal, or regulatory statutes or provisions, aswell as for referral to other governmental authorities and self-regulatory organizations.
GENERAL INSTRUCTIONS 1. W hen Form Must Be Filed (a) Th is Form must be filed on or before the 45th day after the end of the issuer’s fiscal year in accordance with Rule 16a-3( f). …
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