Guidelines

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02/08/2021 | ESMA34-45-1272 Guidelines Guidelines on marketing communications under the Regulation on cross-border distribution of funds 1 Table of Contents 1 Scope ........................................ ........................................ ........................................ ........ 2 2 Purpose ........................................ ........................................ ........................................ ..... 3 3 Compliance and reporting obligations ........................................ ....................................... 4 Status of the Guidelines ........................................ ........................................ .............. 4 Reporting requirements ........................................ ........................................ ............. 4 4 Guidelines on the identification as such of marketing communications.

b) Corporate communications broadcast by the fund manager describing its activities or some recent market developments – such as the disclosure of quarterly or half-yearly earnings, dividend announcements, organisational announcements or senior management changes –which do not refer to a specific UCITS or AIF or a group of

  Communication, Corporate, Corporate communications