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Guidelines - Europa

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10 October 2016 | ESMA/2016/1452 Corrected on 07/08/2017 Guidelines Transaction reporting, order record keeping and clock synchronisation under MiFID II ESMA REGULAR USE 2 ESMA REGULAR USE 3 Contents Contents ........................................ ........................................ ........................................ ........ 3 Executive Summary.

and meeting the conditions for transmission.....154 5.28 Direct Electronic Access (DEA) .....162 5.28.1 Scenario 1: the DEA client is dealing on own account with no underlying client ... order record keeping and clock synchronisation (Commission Delegated Regulation (EU) 2017/590, Commission Delegated Regulation (EU) 2017/580 and Commission ...

  Guidelines, Record, Meeting

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