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Guidelines - Europa

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| ESMA/2014/869EN Guidelines Guidelines on reporting obligations under Articles 3(3)(d) and 24(1), (2) and (4) of the AIFMD ESMA CS 60747 103 rue de Grenelle 75345 Paris Cedex 07 France Tel. +33 (0) 1 58 36 43 21 Table of Contents I. Scope ________________________________________ ________________________ 3 II. Definitions ________________________________________ ____________________ 3 III. Purpose ________________________________________ ______________________ 4 IV. Compliance and reporting obligations ________________________________________ _ 5 V. Reporting periods ________________________________________ _______________ 5 VI. Transitional arrangements (Article 61 of the AIFMD) _______________________________ 5 VII. Procedure for first reporting ________________________________________ ________ 6 VIII. Procedures when the AIFM of an AIF changes or an AIF is liquidated ____________________ 6 IX.

a private equity firm provides the company with enough equity to completely “cash out” an owner, typically for family succession plan-ning purposes. Turnarounds Private equity firms may provide equity with the intent of turning a distressed or special situation company into a financially stable com-pany.

  Guidelines, Private, Equity, Private equity, Distressed

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