Guidelines - Europa

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05/02/2018 | ESMA35-43-620 Guidelines on MiFID II product governance requirements 2 Table of Contents I. Scope ........................................ ........................................ ........................................ . 3 II. Purpose ........................................ ........................................ ...................................... 3 III. Definitions ........................................ ........................................ ............................... 4 IV. Compliance and reporting obligations ........................................ ............................. 4 V. Guidelines on the application of Articles 16(3) and 24(2) of MIFID II ........................... 5 General ........................................ ........................................ ................................ 5 Guidelines for manufacturers.

the guidelines but instead aim to assist firms and competent authorities in understanding ... like volatility of financial instruments, rating of issuers, etc. or through “conversion” of factual data into numerical systems). With regard to the target market identification, firms

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