Guidelines - Europa

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10 October 2016 | ESMA/2016/1452 Corrected on 07/08/2017 Guidelines Transaction reporting, order record keeping and clock synchronisation under MiFID II ESMA REGULAR USE 2 ESMA REGULAR USE 3 Contents Contents ........................................ ........................................ ........................................ ........ 3 Executive Summary ........................................ ........................................ .............................. 9 1 Scope ........................................ ........................................ ........................................ ....10 2 Definitions ........................................ ........................................ .....................................10 3 Purpose ........................................ ........................................ ........................................ .10 4 Compliance and reporting obligations.

convergence measures on the implementation of these RTSs. These Guidelines reflect the outcome of this work and follow the Consultation Paper (CP) that was published in December 2015 2. Contents Sections 1, 2 and 3 define the scope, definitions and purpose of the Guidelines. Section 4 defines the procedure for compliance with the Guidelines.

  Guidelines, Implementation