IMPORTANT CLIENT INFORMATION - Raymond James
IMPORTANT CLIENT INFORMATIONDecember 11, 2 021TABLE OF CONTENTSSection I Raymond James ........................................ ........3Standard of Conduct Regulation Best Interest ...3Capacity ........................................ ...........................3Conflicts of Interest ........................................ .........4Our Affiliated Entities ........................................ ......4Section II Account Types and Scope of Services .............5Brokerage Accounts ........................................ ..........5Advisory Accounts ........................................ ............5Account Monitoring ........................................ ..........6 Investment Approach ........................................ .......6Section III Compensation, Costs, and Fees .....................6Costs and Fees ........................................ ..................6 Brokerage Commissions ........................................ ..6Advisory Fees.
financial advisors of its broker-dealer affiliates, financial advisors of unaffiliated brokerdealers, and other licensed - insurance agents and agencies. Carillon Tower Advisers, Iis a registered nc. (CTA) investment adviser that offers a variety of equity and fixed income strategies managed by its subsidiary registered
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