IMPORTANT CLIENT INFORMATION - Raymond James …

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IMPORTANT CLIENT INFORMATIONDecember 11, 2 021TABLE OF CONTENTSSection I Raymond James ........................................ ........3Standard of Conduct Regulation Best Interest ...3Capacity ........................................ ...........................3Conflicts of Interest ........................................ .........4Our Affiliated Entities ........................................ ......4Section II Account Types and Scope of Services .............5Brokerage Accounts ........................................ ..........5Advisory Accounts ........................................ ............5Account Monitoring.

for the Form ADV (or Wrap Fee Program Brochure, as applicable). Financial Advisors We generically refer to all financial professionals who make recommendations or provide investment advice on our behalf as “financial advisors” or “advisors” in firm communications, including, among other things, our website (raymondjames.com

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