Operations Professional Qualification Examination …

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O p e r a t i o n s P r o f e s s i o n a l Q u a l i f i c a t i o n E x a m i n a t i o n ( S e r i e s 99) C o n t e n t O u t l i n e 2017 FINRA ii Table of Contents INTRODUCTION ........................................ ........................................ ........................................ ............................... iii PURPOSE OF THE Operations Professional Examination ........................................ ........................... iii DEPTH OF KNOWLEDGE ........................................ ........................................ ........................................ ................ iii ELIGIBILITY REQUIREMENTS ........................................ ........................................ ........................................ ........ iii APPLICATION PROCEDURES ........................................ ........................................ ........................................ ........ iv ORGANIZATION OF THE content outline .

iii INTRODUCTION This content outline provides a comprehensive guide to the topics covered on the Series 99 exam. The outline is intended to

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