Tick Size Pilot Program - finra.org

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1 Tick Size Pilot Program Trading and Quoting FAQs Table of Contents SECTION I: Exchange and Over-the-Counter Quoting and Trading Frequently Asked Questions ........................................ ........................................ ........................... 2 GENERAL TOPICS ........................................ ........................................ ..................... 2 Assignment of Securities to the Control Group and Test Groups ..................... 2 Adjustment to Prices Startup, Corporate Actions, Closing Prices, etc. ......... 4 Implementation Plans and Details ........................................ ................................ 6 Other General Questions ........................................ ........................................ ....... 7 ORDER ACCEPTANCE QUESTIONS ........................................ ................................ 8 General.

Q11: How will resting GTC orders be handled by Exchanges at the beginning of the pilot for Test Group Securities? A11: NASDAQ, NASDAQ-PSX, and NASDAQ …

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