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Final Guidelines - Europa

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THE RISK FACTORS Guidelines JC 2017 37 04/01/2018 Final Guidelines Joint Guidelines under Articles 17 and 18(4) of Directive (EU) 2015/849 on simplified and enhanced customer due diligence and the factors credit and financial institutions should consider when assessing the money laundering and terrorist financing risk associated with individual business relationships and occasional transactions The Risk Factors Guidelines THE RISK FACTORS Guidelines 2 Compliance and reporting obligations Status of these joint Guidelines This document contains joint Guidelines issued pursuant to Articles 16 and 56(1) of Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC; Regulation (EU) No 1094/2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority); and Regulation (EU) No 1095/2010

transaction, firms should consider relevant risk factors including who their customer is, the countries or geographical areas they operate in, the particular products, services and transactions the customer requires and the channels the firm uses to …

  Transactions

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