WHO IS A FIDUCIARY? - Wagner Law Group

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WHO IS A fiduciary ? February 2008. by: Marcia S. Wagner , Esq. The Wagner Law Group A Professional Corporation 99 Summer Street, 13th Floor Boston, MA 02110. Tel: (617) 357-5200. Fax: (617) 357-5250. ____________________. TABLE OF CONTENTS. ____________________. Page I. Are You A fiduciary ?.............................. ........................................ .......................................1 . B. What is a fiduciary 's Basic Duty?................................... ........................................ .......2. II. Hidden 401(k) Plan Fees and III. Do You Need Professional Liability Insurance?.............................. ...............................9. IV. The Benefits of a fiduciary WHO IS A fiduciary ? I. Are You A fiduciary ?

e.g., the plan’s recordkeeper or other third party administrator, for performing services that the mutual fund might otherwise be required to perform.

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