Markets in Financial Instruments Directive II …
Markets in Financial Instruments Directive II. (MiFID II) Level 2. ESMA's Technical Advice to the Commission on MiFID II and MiFIR. February 2015. PwC 1. MiFID II/MiFIR expected EU legal framework Number of documents expected specific requirements regarding the provision of investment services scope of exemptions from the current Directive organisational and conduct of business requirements for investment firms Directive organisational requirements for trading venues MiFID authorisation and ongoing obligations applicable to providers of data services powers available to competent authorities sanctions Level rules applicable to third-country firms operating I via a branch disclosure of trade transparency data to the public and transaction data to authorities removing barriers to
PwC 2 MiFID II/MiFIR expected EU legal framework Level I Level II Level III Guidelines Directive “MiFID” Regulation “MiFIR” Commission Delegated acts
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