Example: stock market
Regulated Entity
Found 2 free book(s)Federal Housing Finance Agency
www.fhfa.govFHFA is committed to ensuring that the regulated entities foster a “liquid, efficient, competitive, and resilient” housing finance market.9 The regulated entities play a unique and important role in the housing finance markets, and their operations and policies can promote legal compliance and further the public interest.
Who Regulates Whom? An Overview of the U.S. Financial …
sgp.fas.orgRegulators regulate financial institutions, markets, and products (or activities) using licensing, registration, rulemaking, supervisory enforcement, and resolution powers. In practice, regulatory jurisdiction is typically based on charter type, not function.