Regulatory authority
Found 7 free book(s)INSURANCE REGULATORY AND DEVELOPMENT AUTHORITY …
ibai.orgINSURANCE REGULATORY AND DEVELOPMENT AUTHORITY OF INDIA (INSURANCE BROKERS) REGULATIONS, 2017 NOTIFICATION NO. [F.NO. IRDA/REG/ / /2017], DATED 00-00-2017 - In exercise of the powers conferred by sections 42D, 42E and 114A of the Insurance Act, 1938 (4 of 1938) read with sections 14 and 26 of the Insurance
FINTECH REGULATORY SANDBOX GUIDELINES
www.mas.gov.sgFINTECH REGULATORY SANDBOX GUIDELINES 16 NOVEMBER 2016 Monetary Authority of Singapore 4 2.2. To achieve this objective, FIs or any interested firm (the “applicant”) can apply to enter a
Financial services regulatory compliance - EY
www.ey.com2 Financial services regulatory compliance Recent events in the financial markets have transformed the way financial services institutions operate, and the role of
Enterprise and Regulatory Reform Act 2013 - legislation
www.legislation.gov.ukvi Enterprise and Regulatory Reform Act 2013 (c. 24) Caste as an aspect of race 97 Equality Act 2010: caste as an aspect of race Equal pay audits 98 Power to provide for equal pay audits General 99 Consequential amendments, repeals and revocations
Regulatory Notice 17-18 - finra.org
www.finra.orgThere are exceptions. Regulatory Notice 10-06 states that third-party posts on a firm or associated person’s business website may constitute communications with the public by the firm or an associated person under Rule 2210 if the firm or an associated person has
17-11 - finra.org
www.finra.org2165, when information about a trusted contact person is available, a member must notify the trusted contact person orally or in writing, which may be electronic, if the member
Guideline on the - Medsafe Home Page
www.medsafe.govt.nzGuideline on the Regulation of Therapeutic Products in New Zealand Part 2 : Obtaining approval for new and changed medicine s and related products