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INVESTOR BULLETIN Insider Transactions and Forms 3, 4, …

www.sec.gov

INVESTOR BULLETIN. Insider Transactions . and Forms 3, 4, and 5. The SEC’s Office of Investor Edu. cation and Advocacy is issuing this Investor Bulletin to help educate investors about SEC Forms 3, 4, and 5. The federal securities laws require certain individuals (such as officers, directors, and those that hold more ...

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Investor Bulletin - SEC

www.sec.gov

Exchange-Traded Funds (ETFs) The SEC’s Office of Investor Education and Advocacy . is issuing this Investor Bulletin to educate investors about exchange-traded funds (“ETFs”). This Investor Bulletin discusses . only. that may or may not be the same as the net asset value ETFs that are registered as open-end investment companies or unit

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Investor BulletIn trading Basics - SEC.gov

www.sec.gov

Investor Assistance (800) 732-0330 www.investor.gov. Investor BulletIn. trading Basics . understanding the Different Ways to Buy and sell stock. The seC’s office of Investor

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Investor Bulletin: The Foreign Corrupt Practices Act ...

www.sec.gov

Investor Bulletin: The Foreign Corrupt Practices Act – Prohibition of the Payment of Bribes to Foreign Officials The Foreign Corrupt Practices Act (“FCPA”) gener-

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Investor Bulletin: American Depositary Receipts

www.sec.gov

may sometimes be referred to as a “foreign private issuer.” The first ADR was created in 1927 by a U.S. bank to allow U.S. investors to invest in shares of a British department store. Today, there are more than 2,000 ADRs available representing shares of companies located in more than 70 countries. counter market. ADR holders may also surrender

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