Transcription of 3. INDEX TO FORMS - SEC
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3. INDEX TO FORMS - SEC
December 2020 3-1 EDGAR Filer Manual (Volume II) TO FORMSAs a filer, you will first need to determine whether you must meet your filing obligation via EDGAR. The SEC Rules, particularly Regulation S-T, General Rules and Regulations for Electronic Filings, outline which filings are mandated as electronic. This means that they must be filed on EDGAR unless there is a case for Temporary or Continuing Hardship. (The rules for each form and hardship exemptions may differ, so please see the regulation for specific information.) Once you determine the form you need to file is electronic, then you need to identify the submission type to use.
submission types easily if all you know is the submission form type. Included in the last two ... The options in this column are EDGARLink Online, and Online Forms. There is a section in this manual describing in detail each of these tools. Chapter 7, “Preparing and Transmitting
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