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AN APPROACH TO ENFORCEMENT FOR

AN APPROACH TO ENFORCEMENT FOR. capital MARKETS IN SINGAPOREAN. APPROACH TO ENFORCEMENT FOR. capital MARKETS IN SINGAPORE. capital MARKETS ENFORCEMENT . Monetary Authority of Singapore JANUARY 2016. Monetary Authority of Singapore March 2015. capital Markets ENFORCEMENT January 2016. capital MARKETS ENFORCEMENT . Contents Page 1 Introduction .. 2. 2 The Importance of an Effective capital Markets ENFORCEMENT Regime .. 6. 3 Government Agencies and Other Organisations Responsible for capital Markets ENFORCEMENT in Singapore .. 7. 4 Early Detection and Rectification of Breaches of Laws through Risk-Focused 11. 5 Surveillance .. 12. 6 Investigations .. 17. 7 ENFORCEMENT .. 20. 8 Sustaining Fair, Orderly and Transparent capital Markets .. 28. MONETARY AUTHORITY OF SINGAPORE. JANUARY 2016. MONETARY AUTHORITY OF SINGAPORE 1. capital Markets ENFORCEMENT January 2016. 1 Introduction One of the principal objectives of the Monetary Authority of Singapore ( MAS ). under the Monetary Authority of Singapore Act, Chapter 186 is to foster a sound and reputable financial centre.

AN APPROACH TO ENFORCEMENT FOR CAPITAL MARKETS IN SINGAPOREAN APPROACH TO ENFORCEMENT FOR CAPITAL MARKETS IN SINGAPORE …

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