Transcription of APPLICATION FOR, AND AMENDMENTS TO APPLICATION …
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APPLICATION FOR, AND AMENDMENTS TO APPLICATION …
Form 1 OMB APPROVAL OMB Number: 3235-0017 Expires: June 30, 2022 Estimated average burden hours per response.. APPLICATION FOR, AND AMENDMENTS TO APPLICATION FOR, registration AS A national SECURITIES EXCHANGE OR EXEMPTION FROM REGISTRATIONPURSUANT TO SECTION 5 OF THE EXCHANGE ACT SEC 1935 (2-99)FORM 1 INSTRUCTIONS A. GENERAL INSTRUCTIONS 1. Form 1 is the APPLICATION for registration as a national securities exchange or an exchange exempt from registration pursuant to Section 5 of the Securities Exchange Act of 1934 ( Exchange Act ). 2. UPDATING - A registered exchange or exchange exempt from registration pursuant to Section 5 of the Exchange Act must file AMENDMENTS to Form 1 in accordance with Exchange Act Rule 6a-2.
1. Form 1 is the application for registration as a national securities exchange or an exchange exempt from registration pursuant to Section 5 of the Securities Exchange Act of 1934 (“Exchange Act”). 2. UPDATING - A registered exchange or exchange exempt from registration pursuant to Section 5 of the Exchange Act
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