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ASX Listing Rules Chapter 10 - Transactions with …

Chapter 10 Transactions with persons in a position of influence + See Chapter 19 for defined terms 1 July 2014 Page 1001 Chapter 10 Transactions with persons in a position of influence Table of Contents The main headings in this Chapter Rules Acquisition and disposal of assets - Acquisition of securities in the entity - Payments to directors - Termination benefits Explanatory note This Chapter deals with Transactions between an entity (including its +child entities) and persons in a position to influence the entity. Transactions covered by this Chapter include +acquiring and +disposing of substantial assets by the entity, and +acquiring +securities in the entity. The Chapter also deals with participation by directors (and persons associated with directors) in +employee incentive schemes and in underwriting +dividend or distribution plans, payments to directors and termination benefits.

Chapter 10 Transactions with persons in a position of influence + See chapter 19 for defined terms 1 July 2014 Page 1003 Example: When issued, the issue price and exercise price of the option did not exceed 5% of equity interests.

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