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ASX Operating Rules Procedures

ASX Operating Rules Procedures Page 1 1 August 2010 ASX Operating Rules Procedures ASX Limited ABN 98 008 624 691 Exchange Centre 20 Bridge Street Sydney NSW 2000 Australia ASX Operating Rules Procedures Page 2 19 December 2016 SECTION 1 ACCESS TO THE MARKET .. 5 ADMISSION OF MARKET PARTICIPANTS .. 5 TRADING .. 7 Trading Platform .. 7 Capacity .. 8 Client Access .. 8 ONGOING REQUIREMENTS .. 8 SECTION 2 PRODUCTS .. 11 CASH MARKET PRODUCTS .. 11 Quotation .. 11 Adjustments .. 11 Orders for Option Market Contracts from Eligible Broker-Dealers and Eligible Institutions in the United States .. 11 SECTION 3 TRADING Rules .. 13 GENERAL OBLIGATIONS .. 13 ORDERLY TRADING .. 14 Fair and orderly markets .. 14 Technical failure .. 14 Communications with a Trading Platform .. 15 CANCELLATIONS, DEALING DISPUTES AND ANOMALOUS ORDER THRESHOLD.

ASX Operating Rules Procedures Page 1 1 August 2010. ASX OPERATING RULES . PROCEDURES. ASX Limited . ABN 98 008 624 691 . Exchange Centre . 20 Bridge Street

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