Transcription of Basel Committee on Banking Supervision
{{id}} {{{paragraph}}}
Example: quiz answers
Basel Committee on Banking Supervision
Basel Committee on Banking Supervision compliance and the compliance function in banks April 2005 compliance and the compliance function in banks Table of contents Task Force on Accounting Issues of the Basel Committee on Banking Supervision ..5 Introduction ..7 Responsibilities of the board of directors for compliance ..9 Principle Responsibilities of senior management for Principle Principle Principle compliance function principles ..10 Principle 5: Status ..11 Head of Conflicts of Access to information and personnel ..12 Principle 6: Principle 7: compliance function Advice ..13 Guidance and education ..13 Identification, measurement and assessment of compliance risk ..14 Monitoring, testing and Statutory responsibilities and liaison ..14 compliance programme ..14 Principle 8: Relationship with Internal Other Principle 9: Cross-border Principle 10: compliance and the compliance function in banks Task Force on Accounting Issues of the Basel Committee on Banking Supervision Chairman: Prof Dr Arnold Schilder, The Netherlands Bank, Amsterdam Banking , Finance and Insurance Commission, Brussels Mr Marc Pickeur Office of the Superintendent of Financial Institutions Canada, Toronto Ms Karen Stothers Banking Commission, Paris Ms Sylvie Matherat Deutsche Bundesbank, Frankfurt am Main Mr Karl-Heinz Hillen Federal Financial Supervisory Authority (BAFin), Bonn Mr Ludger Hanenberg Ba
Compliance and the compliance function in banks Task Force on Accounting Issues of the Basel Committee on Banking Supervision Chairman: Prof Dr Arnold Schilder,
Loading..
Tags:
Information
Domain:
Source:
Link to this page:
Please notify us if you found a problem with this document: