Transcription of CAT Reporting Technical Specifications for Industry Members
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CAT Reporting Technical Specifications for Industry Members
CAT Reporting Technical Specifications for Industry Members 6/248/30/2019. version Table of Contents Preface .. xii Executive Summary .. xiv 1. Introduction .. 1. CAT Overview .. 1. Registration .. 2. 2. CAT Reporting Fundamentals .. 3. Industry Member Perspective .. 3. Key Data Elements .. 3. Firm Identifiers in File Submissions .. 3. Order ID .. 4. Timestamps .. 4. Order Handling Instructions .. 4. Firm ROE ID .. 5. Error ROE ID .. 5. Reference Data .. 5. Industry Member Identifier (IMID) .. 5. Firm Designated ID (FDID) .. 6. Equity Symbols .. 7. Option Symbols .. 7. Corporate Actions .. 7. Data Types .. 8. Data Validation Based on Data Types .. 8. Required, Conditional, and Optional Fields .. 14. Linkage Overview .. 15. CAT Linkage Keys .. 15. Reporting Responsibilities of Sender/Receiver.
CAT Reporting Technical Specifications for Industry Members 6/248/30/2019 Version 2.2.1
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