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Chapter 10 Significant transactions: Premium listing

listing Rules Chapter 10. Significant transactions : Premium listing LR 10 : Significant transactions : Section : Preliminary Premium listing Preliminary Application .. R This Chapter applies to a company that has a Premium listing . Purpose G The purpose of this Chapter is to ensure that shareholders of companies with securities listed: (1) are notified of certain transactions entered into by the listed company; and (2) have the opportunity to vote on larger proposed transactions . 10 Meaning of "transaction".. R In this Chapter (except where specifically provided to the contrary) a reference to a transaction by a listed company: (1) (subject to paragraphs (3),(4) and (5)) includes all agreements (including amendments to agreements) entered into by the listed company or its subsidiary undertakings.

LR 10 : Significant transactions: Section 10.1 : Preliminary Premium listing 10 10.1.5 G Release 43 Oct 2019 www.handbook.fca.org.uk LR 10/3 In assessing whether a transaction is in the ordinary course of acompany's business under this chapter, theFCAwill have regard to the size and incidence of similar transactions which thecompanyhas entered into.The

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Transcription of Chapter 10 Significant transactions: Premium listing

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