Transcription of Chapter 12 On-going requirements - ASX
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Chapter 12 On-going requirements - ASX
Chapter 12 On-going requirements + See Chapter 19 for defined terms 19 December 2016 Page 1 Chapter 12 On-going requirements Table of Contents The main headings in this Chapter Rules Level of operations Financial condition Proportion of assets in cash Level of spread Appropriate structure and operations Person responsible for communications with ASX Registration as a foreign company Audit committee Remuneration committee Trading Policy Level of operations The level of an entity s operations must, in ASX's opinion, be sufficient to warrant the continued +quotation of the entity s +securities and its continued listing. Introduced 01/07/96 Origin: Listing Rule 3J(13) Financial condition An entity's financial condition (including operating results) must, in ASX's opinion, be adequate to warrant the continued +quotation of its +securities and its continued listing.
Chapter 12 On-going requirements + See chapter 19 for defined terms 19 December 2016 Page 2 Note: Listing rule 1.3.2 and this rule prevent the listing, or continued quotation, of “cash box” entities.
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