Chapter 13

Chapter 13. EQUITY SECURITIES. CONTINUING OBLIGATIONS. Preliminary An issuer shall comply (and undertakes by its application for listing (Form A1 of Appendix 5), once any of its securities have been admitted to listing, to comply) with the Listing Rules in force from time to time. [Repealed 1 January 2013]. The continuing obligations in this Chapter are primarily to ensure the maintenance of a fair and orderly market in securities and that all users of the market have simultaneous access to the same information. Failure by an issuer to comply with a continuing obligation may result in the Exchange taking disciplinary action in addition to its power to suspend or Chapter 13. cancel a listing. An issuer's directors are collectively and individually responsible for ensuring the issuer's full compliance with the Listing Rules. DISCLOSURE. Introduction (1) The Exchange has a duty under section 21 of the Securities and Futures Ordinance to ensure, so far as reasonably practicable, an orderly, informed and fair market.

13 – 2 1/13 13.06 (1) This Chapter identifies circumstances in which an issuer must disclose information to the public. These are not alternatives to, and do not in any way detract from, the

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