Transcription of Chapter 37
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Chapter 37
07/1637 1 Chapter 37 Chapter 37 DEBT SECURITIESDEBT ISSUES TO PROFESSIONAL INVESTORS This Chapter deals with debt issues to Professional Investors only. It sets out the qualifications for listing, application procedures, contents of listing documents and the obligations that apply after A listing application may be approved by(a) A member of the Listing Division to whom the Executive Director Listing has delegated authority;(b) The Executive Director Listing (who may also delegate approval authority within the Listing Division).
37 – 2 07/16 (c) Its shares are listed on the Exchange; or (d) Its shares are listed on another stock exchange; or (e) It is a special purpose vehicle formed for listing asset backed securities.
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