Transcription of CHAPTER 5 TRADING QUALIFICATIONS AND PRACTICES ... - …
{{id}} {{{paragraph}}}
Example: dental hygienist
CHAPTER 5 TRADING QUALIFICATIONS AND PRACTICES ... - …
CHAPTER 5 TRADING QUALIFICATIONS AND PRACTICES 500. SCOPE OF CHAPTER FLOOR PRIVILEGES 501. EMPLOYEES OF MEMBERS 502. ADMISSION TO FLOOR 503. RETIRED MEMBERS 504. [RESERVED] 505. BOOTH AND FLOOR PRIVILEGES 506. HEADSET PRIVILEGES ON THE TRADING FLOOR Access and Supervision Use of Headsets 507. ELECTRONIC DEVICES General Provisions Terms and Conditions of Use Electronic Surveillance Personal Electronic Devices Cameras and Video Equipment 508. GIVING AND RECEIVING OF GRATUITIES 509. [RESERVED] TRADING QUALIFICATIONS AND REGULATIONS 510. REQUIREMENTS FOR MEMBERS AND THEIR EMPLOYEES ON THE TRADING FLOOR 511. QUALIFIED TRADERS AND BROKERS Floor TRADING Globex TRADING 512. REPORTING INFRACTIONS General Sanctions Hearings and Appeals 513. CONDUCT, APPAREL AND BADGES General Sanctions Hearings and Appeals 514. TRADING INFRACTIONS Definition Floor Conduct Committee Fining Authority 515. REGISTRATION AND IDENTIFICATION OF BROKER ASSOCIATIONS Definitions Registration Requirements Prohibitions [RESERVED] Intra-Association TRADING Broker Association Enforcement Program 516.
Chapter 5 Trading Qualifications and Practices 500. SCOPE OF CHAPTER This chapter prescribes rules concerning floor access privileges, qualifications for trading privileges, and
Loading..
Tags:
Information
Domain:
Source:
Link to this page:
Please notify us if you found a problem with this document: