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CHAPTER 9 CLEARING MEMBERS GENERAL 900. …

Copyright Chicago Mercantile Exchange, Inc. All rights reserved. Page 1 of 30 CHAPTER 9 CLEARING MEMBERS GENERAL 900. CATEGORIES OF CLEARING MEMBERS CME CLEARING MEMBERS 900 B. Financial Instrument CLEARING MEMBERS 901. GENERAL REQUIREMENTS AND OBLIGATIONS 902. CLEARING MEMBERSHIP ASSIGNMENT REQUIREMENTS Assignment Requirement [RESERVED] Assignment Process Assignment Substitutions Assignment Withdrawal Disputes Lien on Memberships 903. RESPONSIBILITY FOR QUALIFIED MEMBERS 904. FUNDS IN TRADING ACCOUNTS CARRIED BY CLEARING MEMBERS 905. CHOICE OF LAW 906-909. [RESERVED] APPLICATION PROCEDURES FOR CLEARING MEMBERS 910. APPLICATION FORMS 911. SCREENING PROCEDURES 912. APPROVAL 913. WITHDRAWAL FROM CLEARING MEMBERSHIP Voluntary Withdrawal Release of Guaranty Fund Deposit, Membership Proceeds and Assignments [RESERVED] ACCOUNT HOLDER PERFORMANCE BOND REQUIREMENTS 930. PERFORMANCE BOND REQUIREMENTS: ACCOUNT HOLDER LEVEL Performance Bond System Performance Bond Rates Acceptable Performance Bond Deposits Acceptance of Orders Calls for Performance Bond Copyright Chicago Mercantile Exchange, Inc.

Copyright Chicago Mercantile Exchange, Inc. All rights reserved. Page 4 of 30 Chapter 9 Clearing Members GENERAL 900. CATEGORIES OF CLEARING MEMBERS

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