Loi du 12 novembre 2004 relative à la lutte contre le ...

- la loi modifiée du 5 avril 1993 relative au secteur financier, ... - par la loi du 18 décembre 2009 relative à la profession de l’audit et : - portant transposition de la directive 2006/43/CE du Parlement européen et du Conseil du 17 mai 2006 concernant les

  Audit, Financiers

Law of 12 July 2013 on alternative investment fund managers

1. Regulation (EU) No 260/2012 of the European Parliament and of the Council of 14 March 2012 establishing technical and business requirements for credit transfers and direct debits in euro and amending Regulation (EC) No 924/2009; 2. Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC

  Regulations, No 648

CSSF Regulation No 12-02 of 14 December 2012 on the fight ...

or terrorist financing, amending Regulation (EU) No 648/2012 of the European Parliament and of the Council, and repealing Directive ... “Law”: the Law of 12 November 2004 on the fight ... funds and repealing Regulation (EC) No 1781/2006;” ...

  Regulations, 2004, Regulation no, No 648

Law of 17 December 2010 relating to undertakings for ...

2. Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories; and 3. Regulation (EU) No 462/2013 of the European Parliament and of the C ouncil of 21 May 2013 amending Regulation (EC) No 1060/2009 on credit rating agencies; and amending: 1.

  European, Regulations, Of the european, No 648

Numéros signalétiques des PSF

psf n° nom p 382 pandomus p 744 pan-invest luxembourg s.a. p 450 pÂris bertrand sturdza (europe) s.a. p 435 partners group (luxembourg) s.a. p 451 patrimundi 1869 s.a.

  Group

Luxembourg Law of 12 July 2013 on alternative investment ...

functions listed under Annex I of the Law of 2013 and the non-core services listed under article 5(4)(a) and (b) of the Law of 2013? 36 B. Can AIFMs provide domiciliary services to SOPARFIs on an ancillary basis? 37 C. Can AIFMs perform investment management functions for non-AIFs? 37 10. Depositary aspects 37 A.

  Management, Under, Investment management, Investment

CIRCULAR CSSF 19/732 Identification and Verification of ...

to help detect potential concealment of beneficial ownership information. I. Identification of the Ultimate Beneficial Owner 1. General Considerations 9. An ultimate beneficial owner is anatural person who ultimately owns or controls the customer or on whose behalf a transactionor activity is being conducted.In case of a

  Ownership, Beneficial, Concealment, Concealment of beneficial ownership

Loi du 5 avril 1993 relative au secteur financier

Texte consolidé, élaboré à des fins d’information. Seuls les textes publiés au Mémorial font foi. Loi du 5 avril 1993 relative au secteur financier telle qu’elle a été modifiée

Law of 23 July 2016 on reserved alternative investment funds

This coordinated text was drawn up by the CSSF for information purposes only. In case of discrepancies between the French and the English text, the French text shall prevail. Law of 23 July 2016 on reserved alternative investment funds . and amending 1. the Law of 16 October 1934 on wealth tax, as amended; 2.

  Between, French, Discrepancies, The french, Of discrepancies between the french and

Circular CSSF 12/552

In case of discrepancies between the French and the English text, the French text shall prevail. CIRCULAR CSSF 12/552 as amended by Circulars CSSF 13/563, CSSF 14/597, CSSF 16/642, CSSF 16/647,

  Between, French, Discrepancies, The french, Of discrepancies between the french and

Guidelines for competent authorities and UCITS management ...

UCITS Directive Directive 2009/65/EC of th e European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collec-tive investment in transferable securities (UCITS) (recast)

  Directive, 2009, Cuti, Ucits directive directive 2009

Questions and Answers

version of the Directive (as amended by Directive 2014/91/EU, so called ‘UCITS V’) introduces rules on remuneration policies and sanctions and strengthens the depositary regime. 2. The UCITS framework is made up of the following EU legislation: a. Directive 2009/65/EC, which was adopted in 2009. It is a ‘framework’ Level 1

  Directive, 2009, Cuti, Directive 2009

Fact Sheet:SPDR® Bloomberg U.S. Aggregate Bond UCITS …

93a of Directive 2009/65/EC. Note that the Management Company may decide to terminate the arrangements made for marketing and proceed with de-notification in compliance with Article 93a of Directive 2009/65/EC. All fund related documents are available for free of charge from the offices of the Local Representative/Agent or by visiting the www.

  Directive, 2009, Cuti, Directive 2009

Non-resident Income Tax Instructions for filling in Non ...

in Directive 2009/65/EC of the European Parliament and the Council, of 13 July 2009, on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS). The relevant authority will be that designated as per article 97 of the above Directive.

  Instructions, Directive, 2009, Filling, Cuti, Directive 2009, Instructions for filling in

Fact Sheet:SPDR® Bloomberg Global Aggregate Bond UCITS …

93a of Directive 2009/65/EC. Note that the Management Company may decide to terminate the arrangements made for marketing and proceed with de-notification in compliance with Article 93a of Directive 2009/65/EC. All fund related documents are available for free of charge from the offices of the Local Representative/Agent or by visiting the www.

  Directive, 2009, Cuti, Directive 2009

Law of 17 December 2010 relating to undertakings for ...

− transposing Directive 2014/91/EU of the European Parliament and of the Council of 23 July 2014 amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards depositary functions, remuneration policies and

  Directive, 2009, Cuti, Directive 2009

Instructions for filling in your self-assessment Non ...

the institution is based, stating that said institution complies with the requirements established in Directive 2009/65/EC of the European Parliament and the Council, of 13 July 2009, on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS).

  Directive, 2009, Cuti, Directive 2009