Transcription of Client Assets - Home - FCA Handbook
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Client Assets - Home - FCA Handbook
Client AssetsCASS ContentsClient AssetsCASS 1 Application and general and application: who? what? application: where? : particular : electronic media and E-CommerceCASS 1 ACASS firm classification and operational for CASS operational oversightCASS and 5 Client money: insurance distribution money as agent of an insurance Client money and the operation of Client money money keeping of Client 's documents and other assets5 Annex 1 Segregation of designated investments: permitted investments, generalprinciples and conditions (This Annex belongs to n CASS R)CASS 6 Custody of Client Assets and arranging for Assets to be deposited with of safe custody , accounts and of custody Assets after a failuren Release 22l Aug iCASS ContentsCASS 7 Client money and of Client requirements: Client of Client money held by a third , accounts and standard methods of internal Client money member Client money sub-pools7 Annex 2 Client bank account acknowledgment letter template7 Annex 3 Client transaction account acknowledgment letter template7 Annex 4 Authorised central counterparty acknowledgment letter template7 Annex 5 Guidance notes for acknowledgement letters (CASS )7 Annex 6 Sub-pool disclosure documentCASS 7 AClient money distribution a
categories used in the Insurance: New Conduct of Business sourcebook. (4) Each provision in thecollateral rules,custody chapter, theclient money chapterand CASS 9(Information to clients) makes it clear whether it applies to activities carried on forretail clients, professional clientsor both.
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