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Code of Ethical and Professional Conduct

Code of Ethical and Professional Conduct and Disciplinary ProceduresEffective Date: April 2014 Contents 2 Glossary .. 2 Rules of Ethical and Professional Conduct .. 4 1. Professional Standards .. 4 2. Criminal Activity .. 5 3. Sexual misconduct .. 5 4. Fraud-Related Conduct .. 5 5. Exploitation of Consumers .. 6 6. Safety & Welfare .. 7 7. Records Management .. 7 8. Cooperation with the Board .. 8 Disciplinary Procedures .. 9 Confidentiality of Proceedings .. 9 Oversight and Conflict of Interest .. 9 Code of Ethics Sanctions .. 10 The Complaint Process .. 11 The Investigation Process .. 12 Consent Order .. 12 Action by the Ethics Committee .. 13 The Appeal Process.

3. Sexual Misconduct 3.1 An applicant or certified professional shall not engage in sexual misconduct with a consumer during the period of time services are being rendered to the consumer and a minimum of two years after the professional relationship has terminated. Discussion Rule 3.1: This Rule applies to any consumer of the agency by which the

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