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Code of Ethical and Professional Conduct

Code of Ethical and Professional Conduct and Disciplinary ProceduresEffective Date: April 2014 Contents 2 Glossary .. 2 Rules of Ethical and Professional Conduct .. 4 1. Professional Standards .. 4 2. Criminal Activity .. 5 3. Sexual Misconduct .. 5 4. Fraud-Related Conduct .. 5 5. Exploitation of Consumers .. 6 6. Safety & Welfare .. 7 7. Records Management .. 7 8. Cooperation with the Board .. 8 Disciplinary Procedures .. 9 Confidentiality of Proceedings .. 9 Oversight and Conflict of Interest .. 9 Code of ethics Sanctions .. 10 The Complaint Process .. 11 The Investigation Process .. 12 Consent Order .. 12 Action by the ethics Committee .. 13 The Appeal Process .. 14 Reinstatement following Disciplinary Action.

Rules of Ethical and Professional Conduct The FCB Code of Ethics set forth the rules of ethical and professional conduct which all applicants and certified professionals are expected to honor (hereafter referred to as ‘the Rules’). Failure to comply with an obligation or prohibition set forth in the Rules will result in disciplinary action.

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