Transcription of Compensation Claims Guidelines and Best Practices
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Compensation Claims Guidelines and Best Practices
Compensation Claims Guidelines and best Practices Version Final Publication Date: December 2017 Author(s): ISITC Claims and Compensation Working Group DISCLAIMER This market practice document has been developed by the International securities Association for Institutional trade Communication (ISITC) as a statement of professional Practices recommended by ISITC. Institutions providing the information recommended in this document will benefit from the efficiencies inherent in a more automated transaction process. Although all institutions are encouraged to act consistently with this document, none are required to do so, and a failure to do so is not, in and of itself, evidence of negligent or inappropriate conduct. Document History Version # Change Date Description of Change Page Author 06/01/2008 Initial Version ISITC C&C Working Group 11/10/2009 Updated to include Treasury securities Fails Charge Trading Practice Multiple Jason Cronin 11/12/2012 Updated to include Agency Debt and Agency Mortgage-Backed securities Fails Charge Trading Practice Multiple Jason Cronin 12/19/2017 Updated to include Changes to Treasury securities Fails Charge Trading Practice Multiple Gary H
4 1.0 Introduction to ISITC ISITC (International Securities Association for Institutional Trade Communication - “the Association”) is a global working committee of securities operations professionals representing custodian banks,
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