Transcription of Compliance Attestation - AICPA
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ComplianceAttestation1579AT Section 601 Compliance AttestationSource: SSAE No. when the subject matter or assertion is as of or for a period ending on orafter June 1, 2001. Earlier application is and section provides guidance for engagements related to either (a)an entity's Compliance with requirements of specified laws, regulations, rules,contracts, or grants or (b) the effectiveness of an entity's internal control overcompliance with specified requirements may be ei-ther financial or nonfinancial in nature. An attest engagement conducted inaccordance with this section should comply with the general, fieldwork, and re-porting standards established in section 50,SSAE Hierarchy, and the specificstandards set forth in this section.
Compliance Attestation 1579 ATSection601 Compliance Attestation Source: SSAE No. 10. ... 2 An example of this report is contained in AICPA Audit and Accounting Guide Brokersand DealersinSecurities. ... ing or statistical data,entity policy manuals,accounting manuals,narrative
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Guidance for Industry, Policy, Compliance Policy Guide Sec, FDA Access to, Compliance, HISTORY OF DATA INTEGRITY, Sec Compliance, Guide, EPA Safety Levels in Regulations, Compliance Policy Guide, Procedures, COMPLIANCE CHECKLIST FOR SEC REGISTERED, INVESTMENT ADVISER COMPLIANCE MANUAL, Of Compliance Inspections and Examinations OCIE