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Compliance vs. the Law Department: How to Work …

1 Compliance vs. the LawDepartment: How to Work TogetherMichael DusseauSenior Director, Compliance North America Schering-PloughDavid Ralston, Legal Director Schering-PloughNovember 9, 2006 Compliance vs. the LawDepartment: How to Work TogetherMichael DusseauSenior Director, Compliance North America Schering-PloughDavid Ralston, Legal Director Schering-PloughNovember 9, 20062 Working Towards What? Embedding Compliance into Company DNA Helping employees to base decisions on internal values, not external rules Transforming Company culture, not just creating new policies and procedures Taking these broad principles and applying them to the work of two specific departments -- Compliance and Law3 Compliance vs. Law department If the two departments are not working together, what result? Business often plays one off the other in order to divide and conquer Lawyers become policemen without training or expertise in Compliance functions Business doesn t take ownership of their own issues, resulting in a rules-based versus a values-based organization4 Compliance vs.

1 Compliance vs. the Law Department: How to Work Together Michael Dusseau Senior Director, Compliance North America Schering-Plough David Ralston, Esq.

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