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Consultation Paper

Consultation Paper Guidelines on certain aspects of the MiFID II suitability requirements 27 January 2022 | ESMA35-43-2998. 27 January 2022. ESMA35-43-2998. Responding to this Paper ESMA invites comments on all matters in this Paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: 1. respond to the question stated;. 2. indicate the specific question to which the comment relates;. 3. contain a clear rationale; and 4. describe any alternatives ESMA should consider. ESMA will consider all comments received by 27 April 2022. All contributions should be submitted online at under the heading Your input - Consultations'. Publication of responses All contributions received will be published following the close of the Consultation unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publicly disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure.

7. The introduction of amendments to the MiFID II Delegated Regulation has subsequently triggered the further review and update of the existing 2018 guidelines 10. Moreover, the review of this set of guidelines is also the opportunity to consider other relevant factors such as: • the integration of the good and poor practices

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