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Corporate Governance Framework - RBC

Corporate Governance Framework March 2018 TABLE OF CONTENTS 1. INTRODUCTION .. 3 2. Corporate Governance PRINCIPLES .. 3 3. Governance STRUCTURE .. 5 4. THE BOARD S ROLE .. 5 5. COMMITTEES OF THE BOARD .. 6 Committee Chairs .. 6 Audit Committee .. 7 Risk Committee .. 7 Governance Committee .. 7 Human Resources Committee .. 8 External advisors .. 8 6. MANAGEMENT S ROLE .. 8 Group Executive .. 8 Oversight functions .. 9 Reporting and escalation of significant issues to the Audit Committee and Risk Committee .. 9 Disclosure controls and certifications .. 9 7. BOARD COMPOSITION.

the CSA’s corporate governance guidelines (CSA Guidelines) and the CSA’s rules and applicable SEC rules relating to audit committees. In addition, although RBC is not required to comply with most of the corporate governance listing standards of the NYSE (NYSE Rules) applicable to U.S. domestic

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