TIAA Traditional Annuity Retirement Annuity (RA)

Retirement Annuity (RA) Guaranteed As of 9/30/2021 Account Description For over 100 years our flagship product, TIAA Traditional Annuity, has helped millions of participants build and prepare a solid retirement foundation. Our fixed annuity provides Guaranteed Growth which means the value of your retirement savings is guaranteed to

  Retirement, Annuity, Retirement annuity

CREF Growth Account R3 - TIAA

differ slightly from the credit quality table due to the treatment of credit default swap positions, if any. 5 Securities lending may be utilized, and in such cases the collateral is included in the Short-Term assets shown. 6 The top 10 holdings are subject to change and may not be representative of the Account’s current or future investments ...

  Future, Direct, Default, Cefr, Credit default

Registered with the Securities and Futures - SFC

Discretionary accounts 17 7.1 Authorization and operation of a discretionary account 17 7.2 Disclosure of benefits 18. September 2019 iv Information for clients 19 ... futures contracts and/or options contracts traded on Hong Kong Futures Exchange Limited 76

  Contract, Disclosures, Discretionary

Relationship with Goldman Sachs Private Wealth …

This brochure also includes disclosure of certain conflicts of interest. ... Over-The-Counter Derivatives – Options, swaps and other financial contracts that are ... you non-discretionary or discretionary portfolio construction services. Such services include internal

  With, Private, Contract, Goldman, Sachs, Wealth, Relationship, Disclosures, Discretionary, Relationship with goldman sachs private wealth

General Securities Representative Qualification ...

Investment company products and variable contracts Options-related communications; options disclosure document (ODD) Municipal securities ... 3260 – Discretionary Accounts SEC Rules and Regulations Securities Exchange Act of 1934 Section 3(a)(35) – Definitions and Application of Title – “Investment Discretion” ...

  Contract, Disclosures, Discretionary

Securities Industry Essentials (SIE) Examination

• Special disclosures (e.g., Options Disclosure Document (ODD)) • Options Clearing Corporation (OCC) for listed options 2.1.4 Packaged Products • Investment companies Types of investment companies − Closed-end funds − Open-end funds − Unit investment trusts (UITs) − Variable contracts/annuities Knowledge of: • Loads

  Contract, Disclosures

North Carolina Juvenile Justice - NC

1, 2, 3, 4, 5, 7, 8, 9, 11, 12 Duties and powers of the Juvenile Justice Section of the Division of Adult Correction and Juvenile Justice of the Department of