Transcription of Cybersecurity and Resiliency Observations
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Cybersecurity and Resiliency Observations
SECURITIES AND EXCHANGE COMMISSIONC ybersecurity and Resiliency ObservationsOFFICE OF COMPLIANCE INSPECTIONS AND EXAMINATIONSDISCLAIMER: This statement represents the views of the staff of the Office of Compliance Inspections and Examinations (OCIE). It is not a rule, regulation, or statement of the Securities and Exchange Commission. The Commission has neither approved nor disapproved its content. This statement, like all staff guidance, has no legal force or effect: it does not alter or amend applicable law, and it creates no new or additional obligations for any and Risk Management ..2 Access Rights and Controls ..3 Data Loss Prevention.
Cybersecurity: Ransomware Alert (May 17, 2017); OCIE’s 2015 Cybersecurity Examination Initiative (Sept. 15, ... systems based on job responsibilities, and to deploy controls to limit access to authorized users. Access controls generally include: …
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