Transcription of Edward S. Walczak
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Edward S. Walczak
Case: 3:20-cv-00076-wmc Document #: 85 Filed: 02/04/22 Page 1 of 13. IN THE UNITED STATES DISTRICT COURT. FOR THE WESTERN DISTRICT OF WISCONSIN. UNITED STATES SECURITIES. AND EXCHANGE COMMISSION, Plaintiff, opinion AND ORDER. v. 20-cv-076-wmc Edward S. Walczak , Defendant. In this lawsuit, the Securities and Exchange Commission ( SEC ) is suing Edward Walczak for alleged violations of the Securities Exchange Act, 15 78a et seq., and Investment Advisers Act, 15 80b-1 et seq. The SEC now seeks partial summary judgment on three of its five claims under Sections 17(a)(1), 17(a)(2), and 17(a)(3) of the Securities Exchange Act and Section 206(4) of the Investment Advisors Act.
Plaintiff, OPINION AND ORDER v. 20-cv-076-wmc EDWARD S. WALCZAK, Defendant. In this lawsuit, the Securities and Exchange Commission (“SEC”) is suing Edward Walczak for alleged violations of the Securities Exchange Act, 15 U.S.C. § 78a et seq., and Investment Advisers Act, 15 U.S.C. § 80b-1 et seq. The SEC now seeks partial summary
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