Transcription of EQUITIES RULES - JSE
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EQUITIES RULES - JSE
JSE Limited Reg No: 2005/022939/06 Member of the World Federation of Exchanges JSE Limited I 2014 EQUITIES RULES 26 January 2018 JSE EQUITIES RULES 26 January 2018 page 1 of 111 JSE EQUITIES RULES 1 August 2005 As amended by Date Notice No. Amendment 24 April 2007 042 Miscellaneous amendments. 26 July 2007 067 Amendments in respect of recognition under Financial Services Ombud Schemes Act, 2004 16 October 2008 082 Amendments to Section 10 Clearing and Settlement 8 January 2009 001 Amendments to qualification requirements for investment managers, investments advisors and dealers 17 August 2009 049 Introduction of reported trade types Bookbuild Trade and Give-up Trade 12 July 2010 080 Amendments in respect of the introduction of the hidden order functionally and certain deadlines in the settlement cycle. 27 October 2010 120 Introduction of new rule Reporting and assistance by the JSE Surveillance Department Financial Intelligence Centre Act.
JSE Equities Rules – 26 January 2018 Page 1 of 111 JSE Equities Rules 1 August 2005 As amended by Date Notice No. Amendment 24 April 2007 042 Miscellaneous amendments.
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