FCA Retention Schedule

Record DescriptionTriggerDefault Retention periodRecords DescriptionTriggerDefault Retention PeriodRecords Description TriggerDefault Retention PeriodRecords DescriptionTriggerDefault Retention PeriodRecords Description TriggerDefault Retention PeriodAuthorisation, Supervision & Market Oversight activitiesEnd of the financial yearFCA Board and their committees including minutes and supporting papersFCA DisbandedBusiness continuity planning, auditing and risk scenariosEnd of Financial Year FCA expenditureEnd of Financial YearHR operational activities including all records relating to colleagues from recruitment to of EmploymentInformation & data collected in support of regulatory activities, both mandatory returns and ad-hoc requestsEnd of Financial YearCorporate records as required by the Companies Act including articles of association and annual accountsFCA DisbandedChange Programmes supporting the delivery

accordance with internal and external rules and regulations. Retention requirements are driven predominantly by the Companies act. Operational Definition: Information required to evidence how the FCA operates on a day to day basis, this will include processes, procedures and evidence of operational decisions taken. Retention requirements are ...

Loading..

Tags:

  Internal, Operational, Schedule, Retention, Retention schedule

Information

Related search queries