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Final Report

10 November 2021 | ESMA35-42-1183 Final Report Draft technical standards under the European crowdfunding service providers for business Regulation 2 Date: 10 November 2021 3 Date: 10 November 2021 Table of Contents 1. Executive Summary .. 6 2. Complaint handling .. 7 Background and legal basis .. 7 Feedback from stakeholders .. 7 3. Conflicts of interest .. 9 Background and legal basis .. 9 Feedback from stakeholders .. 10 4. Business continuity plan .. 11 Background and legal basis.

The draft technical standards are submitted to the European Commission for adoption. In accordance with Articles 10 and 15 of Regulation (EU) 1095/2010, the European Commission shall decide whether to adopt the technical standards within 3 months. 1 RTS pursuant to Article 31(8), ITS pursuant to Article 31(9) and ITS pursuant to 32(4) of the ECSPR.

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final report presents an update on the progress made in these markets. In addition, the final report also presents the feedback received from the consultation. And last but not least, during the period since the publication of the CP, ESMA has continued the dialogue with the regulators from other jurisdictions. 5.

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