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FINANCIAL ADVISERS ACT (CHAPTER 110)

FINANCIAL ADVISERS Act/ FINANCIAL ADVISERS Regulations Monetary Authority of Singapore FINANCIAL ADVISERS ACT ( chapter 110) FREQUENTLY ASKED QUESTIONS FINANCIAL ADVISERS Act/ FINANCIAL ADVISERS Regulations 2 FINANCIAL ADVISERS ACT (CAP 110) ["FAA"] FINANCIAL ADVISERS REGULATIONS 2002 ["FAR"] FREQUENTLY ASKED QUESTIONS I) General Questions on the FINANCIAL ADVISERS Act (FAA) and the FINANCIAL ADVISERS Regulations (FAR) 1 What is the impetus to enacting the FAA? With the increasing convergence of investment products and common distribution channels, there is a need to harmonise the regulatory regime for similar activities across investment products.

Financial Advisers Act/Financial Advisers Regulations 5 under section 23(1)(a) to (e) of the FAA are required to be appointed or

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